andrews university
Archives & Records Center
location :: room #160 | James White Library
phone :: 616.471.3986 | email :: arhives@andrews.edu


Andrews University AUARC Use only
RG
RECORDS RETENTION SCHEDULE (RRS)  

ACADEMIC ADMINISTRATION RECORDS (VPAA)

 

 

This records retention schedule will apply to the Andrews University campus and all of its affiliated institutions. Records disposition may not take place if there is an open records request, or if there is pending litigation or audit involving these records.
  

TRAINING AND ASSISTANCE: The staff of the Andrews University Archives and Records Center will provide training and assistance with the implementation of this legal records schedule.



CONFIDENTIALITY: All record series which are transferred to the AUARC are treated as confidential with the exception of those designated as open by the approved Records Retention Schedule.



Approvals: This document has been created (11/2/200) for the office of the VPAA from Records Retention Schedules approved by the AUARC and the AUARC Committee.



Retention in Office: 00 = years, U = useful life in office/period of reference value

Retention in RC: PERM = Permanent, 00 = years

Final Disposition: Archives = University Archives, AHC = Adventist Heritage Center, D = discard/shred/erase, R = review with AURC for PERM in RC or Archives, or D



Title of Record Series

Retention

in Office

Retention in RC

Final Disposition

Comments

Accounting Statements, monthly 1 --- D One year plus current fiscal year.
Accreditation Records

These include not only the final reports but all of the files and support materials generated in the accreditation process.

U 10 Archives Note: Send 2 copies of the final report and all of the files and support materials generated in the accreditation process.
Agendas, committee members U --- D 30 days after approval of minutes.
Agendas, chair of committee 5 --- Archives
Annual Reports

These reports document yearly activities and accomplishments of programs, departments, and schools: growth, problems, and solutions, projections for the future, etc.

5 5 Archives Office of origin: Send one copy with other Subject/Topical/ Reference Files.

Other offices: Retain for period of reference only.

Awards, Honors,

Fellowships, Scholarships

Student, faculty, and department.

5 --- Archives Included in Subject/Topical/ Reference Files.
Budget Printout

This includes work sheets, memos, notes, and adjusted budget printouts.

1 D Destroy at the end of the fiscal year involved.
Blank Forms U --- D Retain for 30 days after obsolescence.
Bulletins, Posters, and Notes

Information materials acquired for the purpose of informing university personnel of events and activities.

1 --- Archives Office of origin: Send 2 copies with other Subject/Topical/ Reference Files.

Other offices: Retain for period of reference only.

Centers and Institutes Records U 10 Archives The recommended time of Retention in Office is 5 years.
Correspondence, permanent

This includes correspondence received and sent and applies to all units/entities of the university.

5 15 Archives
Correspondence, non-essential

This includes incoming and outgoing correspondence of all units/entities of the university.

5 --- D
Course Catalogs and Bulletins 5 --- Archives Office of origin: Send 2 copies with other Subject/Topical/ Reference Files.

Other offices: Retain for period of reference only.

Departmental Budget Files U --- D The recommended time of Retention in Office is 1 year.
Drafts and Informal Notes

Drafts or preliminary versions of memos, letters, reports, worksheets; working papers, informal notes, announcements of meetings, routing slips, letters and fax cover sheets; letters and memos scheduling appointments, directives and instructions received, telephone and electronic messages, used in preparation of recorded information, not documenting policy.

U --- --- Destroy as soon as determined by office to have no more value.
Duplicate Copies of Records

Copies of documents created for administrative reference, information, or distribution only.

U Destroy as soon as determined by office to have no more value.

Electronic Mail

E-mail messages and their attachments sent or received via University network are considered university records and as such are subject to Andrews University records management policies and procedures. Every e-mail may fall into one/or the other Record Series as listed in this or other Retention Schedules: agendas, informal notes/announcements, minutes, correspondence, etc.

Note: Many e-mail messages may fall under correspondence and, therefore, must be treated as such.

U --- R If content of e-mail messages fall under any of the record series listed in this schedule, the proper retention period for that series must be observed.

Note: Prepare a hard copy of the e-mail messages and file it appropriately. Only then delete e-mail message.

Faculty/Staff Files

See Personal Professional Papers and Property also Rank and Continuous Appointment Portfolio Application

Faculty/Staff Files, current U After retirement or separation of an individual from the university, his/her folder must be filed with the Record Series: Faculty/Staff Files, former faculty/staff.
Faculty/Staff Files, former faculty/staff 5 PERM
Interdepartmental Purchase Orders/Service Orders 2 --- D
Institutes

See Centers and Institutes

Invoices 2 --- D
Lists, Indexes, Summaries

Used for internal administrative convenience or information.

2 --- R Note: Office of origin may keep one copy for the Archives.
Minutes, committees

This includes minutes from all committees and sub-committees, boards and other decision making bodies in all units/entities of the University.

5 10 Archives Committee chair should retain one record copy for the Archives. Other members should retain a copy during the length of their committee tenure, then destroy.
Miscellaneous Special One-time Projects

Records related to special office projects that are not generally part of an office's retention schedule: exhibitions, promotion/alumni campaigns, phonothone, etc.

5 --- R Records about significant major exhibitions, conferences, and guest lectures should be transferred to the Archives.
Personal Professional Papers and Property

This includes certificates, honors, professional development activities and research, correspondence and other records related to professional activities.

U --- R, AHC Individual are strongly encouraged to consult with the Archives and the AHC to determine the archival value of their personal professional papers and property.
Publications - Andrews University Origin

These include e.g. catalogs, calendars of special events, brochures, directories, handbooks, class schedules, etc.

--- --- AHC Office of origin: Transfer 2 copies to the AHC when produced.

Other offices: Destroy after obsolescence.

Publications - Non Andrews University Origin U --- D
Purchase Requisition Orders

Used to purchase services, supplies, equipment, etc.

2 --- D
Rank and Continuous Appointment Portfolio Applications 5 PERM
Reference Files

See Subject /Project Files

Research Projects, faculty U --- R
Subject /Project Files, (Administrative)

These files document the day-to-day activities of any university unit, reflecting administrative activities, including policy decisions, action taken, events, committee involvement, involvement with outside organizations, etc. They are of value to future administrators, to understand the organizational culture, differing points of view, and decision making processes.

U 5-10, PERM Archives The recommended time of Retention in Office is 5 years.

Note: Some record may be closed in RC permanently.

Tenure and Promotion Reviews

See Rank and Continuous Appointment Portfolio Applications

Tenure and Promotion Recommendations 5 PERM
Topical Files

See Subject/Project Files

University-Wide Standing Committees and Meeting Schedules

This document also includes a list of Faculty/Staff members and their committee assignments.

5 ___ Archives Note: This is for the office of origin only.

Other offices and committee members: Retain for period of reference value only.




General Schedule


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